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Regulators
Canadian Securities
Commissions
- The Alberta
Securities Commission (ASC) is the regulatory agency responsible
for overseeing the capital market in Alberta. The ASC is an
industry-funded provincial corporation that administers the Securities
Act, the Securities Regulation and Alberta Securities
Commission Rules. The purpose of this legislation is to ensure
that the capital market operates fairly, that investors have
timely, accurate information on which to base their investment
decisions and that people who sell securities be registered.
- British
Columbia Securities Commission
- The British Columbia Securities Commission is the independent
provincial government agency responsible for regulating trading in
securities in British Columbia. Its mission is to protect and promote the public interest by regulating
trading in securities:
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Manitoba Securities Commission
- A special operating agency of the Government
of Manitoba which operates to protect investors and facilitate
fair and efficient capital markets in the province.
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New Brunswick Securities Commission
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Northwest Territories Securities Commission
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Nova Scotia Securities Commission
- Ontario Securities Commission
- The Ontario Securities Commission administers and
enforces securities legislation in the Province of Ontario. Their
mandate is to: Protect investors from unfair, improper and
fraudulent practices, foster fair and efficient capital markets and maintain
public and investor confidence in the integrity of those markets
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Prince Edward Island, Department of Community Affairs
and Attorney General
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Quebec Securities Commission
Other Canadian
Securities-Related Sites
International Securities-Related
Sites
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